Financial Services

Regulatory Compliance

Navigating the Complex Regulatory Environment Requires Expert Guidance

The financial services industry faces unprecedented regulatory challenges in the coming years. Many institutions are struggling to improve their ability to respond as they seek to recover lost income from traditional revenue streams.

While focusing on the demand for customer-centric services, you must respond to regulatory scrutiny, provide accurate reporting on risk exposure, and standardize and automate compliance processes. Ultimately, increasing organizational flexibility will aid financial institutions in responding to these changing regulatory requirements and decrease compliance risk associated with payment and transaction services.

Regulatory compliance requires accurate reporting around risk exposure and capital management. You need solutions that:

  • Enable you to measure and manage financial risk, liquidity exposure and compliance to regulations
  • Address restructured payment operations that comply with regulations and improve reporting and risk transparency around liquidity and embargo checks
  • Utilize automated compliance monitoring processes and systems to provide visibility into the impact of risks on strategic goals as well as compliance controls for application integrity and security 
  • Provide compliance information lifecycle management, corporate governance, and internal control
  • Prevent, monitor, and investigate fraud due to the lack of timely, actionable intelligence for enterprise-level management

Regulatory compliance, compliance frameworks, and standards have generated a demand for compliance-related technology and integrated risk management-related technology services for middle-office operations. Our compliance management and services solutions provide regulatory risk management, while our frameworks encompass technology management and bank compliance that can improve:

  • Risk and regulatory reporting
  • Information security
  • IT governance
  • IT assurance